Marlborough is a rapidly growing investment group that manages more than £9.5 billion for over 200,000 clients and employs some of the UK’s most respected fund managers. The group has its headquarters in Bolton and offices in London, Staffordshire, Guernsey and Dublin. The companies in the group – Marlborough Fund Managers, Marlborough Investment Management, Marlborough International, Investment Fund Services Limited (IFSL) and IFSL International – employ more than 180 people.
Marlborough’s success has been built on leading the way in knowledge of the investment industry, service quality, product understanding and added value for our investors. As we continue with our ambitious growth plans, we are looking for talented people who share our values and can help us ensure they remain at the heart of the business. That means putting our investors at the forefront of everything we do and constantly striving for excellence in the service we deliver.
In addition to receiving a comprehensive benefits package, successful candidates will join a team who are committed to collaborative working in an environment where personal and professional development are genuinely valued
As the business continues to grow, so do the responsibilities of our internal compliance team hence we are looking to recruit a new headcount into the team as a Compliance Monitoring Analyst. The Compliance Monitoring Analyst will be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will be responsible for delivering monitoring reviews, as set out in the annual compliance monitoring plan.
Key duties include:
Suitable applicants will have at least 3 years compliance monitoring experience. Although not essential, preference will be given to applicants with fund operations (UCITS / AIFS) experience. Other essential experience includes:
Personal Qualities: