Vacancies

Independent Non Executive Director - Fund Operations

The Group is looking to strengthen its Board further with the appointment of an Independent Non-Executive Director. This presents an opportunity to supplement the existing skillsets of the Board with additional Operational Experience and financial services expertise and knowledge. The successful candidate will be aware of the responsibility, to investors and the regulator, which comes with such a position and will be capable of providing robust challenge and general input to the Board and its executive committees. Candidates might hold or have held main Board positions in the capacity of Executive Director and/or a senior operational position. Consideration will be made for this being an individual’s first Non-Executive Director appointment subject to demonstrating the required experience and skills gained in relevant positions. The Marlborough Group continued to see growth, having doubled operational headcount in the last 5 years. Our Fund performance sp...

Bolton United Kingdom Fund Administration

Compliance Oversight Analyst

Team Aims To provide reassurance to the board and management that the outsourced functions of the business are operating in a compliant manner through regular and ad hoc reporting and other MI To provide advice and assistance to internal and external stakeholders to help them meet their compliance responsibilities To help raise awareness of the laws, regulations and industry standards which apply to the business To identify good and bad practice providing feedback on failures in controls, recommendations for improvement and, where appropriate, remedial action Remain up to date with regulatory change and ensure it is adopted, as appropriate, by any outsourced functions Role Purpose To assist the oversight team in implementing an effective external oversight programme, including but not limited to investment managers and sponsors, and provide regular reporting to the board of directors and senior management. Primary Responsibilities ...

Bolton United Kingdom Oversight Department

Trade Settlements Administrator

Team Aims The successful applicant will join a successful and growing financial services company headquartered in Bolton. This is a new role, joining a small team which sits within the wider “Fund Administration Team”. The team objectives are: Ensure the businesses asset universe static data is setup, captured and maintained timely and accurately in the businesses core Fund Accounting System and in line with all necessary regulatory and business requirements. Full trade capture and settlement of assets in line with business requirements in addition to liaising with brokers and investment managers where necessary to ensure accurate reflection of asset trades in the businesses Fund Accounting System. Capture, processing and checking of corporate actions across asset universe. Ensuring assets are monitored and reconciled against Custodians records. Ensuring asset universe price setup and hierarchy is maintained and correct at all times with...

Bolton United Kingdom Settlements, COACS and Static Data

Compliance Analyst

Team Aims To provide assurance to the Board, Directors and management that the business is operating in a compliant manner, through regular and ad hoc monitoring and reporting Provide analysis and early warning of regulatory change which may impact the business Implement company policies covering financial crime, including; anti-money laundering / counter terrorist financing, fraud, market abuse and anti-bribery & corruption To provide advice and guidance to the Board, Directors, management and staff to help them meet their regulatory responsibilities To help raise awareness of the laws, regulations and industry standards which apply to the business To identify good and bad practice providing feedback on failures in controls, recommendations for improvement and, where appropriate, remedial action Role Purpose The role will involve assisting the Compliance Team in ensuring the business continues to meet its regulatory responsibilities. ...

Bolton United Kingdom Compliance Department